COMPLIANCE AND RISK OFFICER

Identification of legislation that needs to comply with and monitor the regulatory universe. Draft risk mitigation plans. Liaise with relevant regulatory bodies, Identify policy issues which adversely affect BEE and assist the company to create advocacy strategies. LLB is non-negotiable. 3 years’ of experience in a regulatory and legal and compliance environment. Please contact Thanusha […]

COMPLIANCE MONITORING MANAGER

Confident and Independent individual required to complete compliance reviews; Individual to display a pro-active approach in areas of risk and compliance; To implement effective ways in resolving compliance issues; Individual must be able to relate to business with all processes; This roles requires that the individual be able to work independently as well as within […]

GROUP COMPLIANCE MANAGER (INSURANCE)

Responsible for delivering compliance monitoring functions within the Business; Management of risk, identify and prioritise regulatory risk items; Legislation and the development of compliance plans; Monitoring and reviewing compliance and reporting on compliance risks, both internally and externally; FAIS, FICA, NCA, PFA, LTIA, STIA etc.; Produce compliance management reports for Business EXCO, Group EXCO, Risk […]

MARKET CONDUCT SPECIALIST

Implementing Market Conduct Strategies by formulating the plan and framework; Coordinating the development and implementation of the Market Conduct Compliance; Reporting to the Financial Sector Conduct Authority; Performing FAIS duties, Overseeing risk & compliance requirements; Maintaining an open relationships with Regulators, other key stakeholders, and management; Providing assurance in terms of the level of compliance […]

COMPLIANCE SPECIALIST – REGULATORY

Drive, coordinate and monitor initiatives and actions to ensure the Bank operates in accordance with the relevant laws, regulations, policies and standards. Ensure close and effective relationships are maintained with regulators. Assessing all new legislation and regulations applicable to the business and implementing best practice requirements and ensuring that the impact on the business is […]

COMPLIANCE ANALYST – AML/ MONITORING/SANCTIONS

Headstrong candidate wanted with experience within AML- provide guidance, monitor and manage corporate requirements and transactional compliance. Implement policies when necessary and support the performance of AML and Compliance risk assessments. LLB, ACAMS, Compliance certification. Please contact Thanusha or Fiona on 0113255400 or email CV to: [email protected]

COMPLIANCE OFFICER – PRIVATE SIDE ADVISORY/TRADE

Leading Banking Giant is looking for an independent self-starter to join in and assist with regulatory Compliance requirements. If you have the passion to take on this exciting adventure then our client is looking for you. Ability to analyse information and provide guidance is key; Ensuring policies are aligned throughout the business; Implement risk management […]

COMPLIANCE OFFICER – MONITORING

Equities expert is required at a successful banking giant. Drafting, monitoring and reviewing of exchange, registrations and traders. Assisting with compliance reports and regulatory requirements. Solid understanding of fixed income, interest rate derivatives, equities and trade. BCom or LLB required. Please contact Fiona or Thanusha on 0113255400 or email: [email protected]

COMPLIANCE MANAGER – AML AND SANCTIONS

Headstrong candidate wanted with 8 -10 years of compliance experience within AML- provide guidance and manage corporate requirements. Implement policies when necessary and support the performance of AML and Compliance risk assessment. Please contact Fiona or Thanusha on 0113255400 or email: [email protected]

SENIOR COMPLIANCE OFFICER

Experienced and professional expert required to conduct and implement compliance processes on all high risk pieces of legislation. Processes and procedures are key when reporting on compliance issues. Solid understanding of AML and Africa exposure, with a legal or compliance degree. Please contact Fiona or Thanusha on 0113255400 or email: [email protected]